An Evaluation of Kant's Theory of Perpetual
Peace in the Field of Contemporary Political Philosophy
The International
Journal of Humanities of the Islamic Republic of Iran,
Tarbiat Moddares University, Faculty of Humanities,
Tehran,Iran,vol.15, no. 2,Spring 2008
"A Dutch inn-keeper once put
this satirical inscription on his signboard, along with the
picture of a graveyard. We shall not trouble to ask whether it
applies to men in general, or particularly to heads of state
(who can never have enough of war), or only to the philosophers
who blissfully dream of perpetual peace."
Immanuel Kant
Perpetual peace (1795)
Abstract
Philosophical
sketch of Immanuel Kant (1724-1804) on the primary conditions
for Peace and co-existence between states is reflected in his
Perpetual Peace. In Kant's view, three primary conditions of
perpetual peace of a republican government in every country are
based on a civil constitution, establishment of a federation of
free states, and cosmopolitan right of individuals as world
citizens. The foundations of republican system, i.e. freedom for
all members of the society as human beings, belonging of each
individual to a public code of law as subject, and equality
before law as a citizen, are important in Kant's political
philosophy. Two primary responsibilities for Kant's federation
of free states, i.e. non-interference in the internal affairs of
member states, and upholding of a unified front against
extraterritorial aggression, suffer from ambiguity and
inadequacy, and is therefore vulnerable. Kant's formulation of
"a unified world government" is cautionary and conditional; for
it can be ended to despotism and decline.
Keywords:
Freedom, Democracy, Peace, War, Republic, State, Citizen.
Introduction
Had the Prussian
government declined to assume the leadership of the war against
France's revolutionary government, and had the military commanders,
in the closing months of 1794, failed to come to the realization
that beating the French was not as easy as they had presumed, and
thus had to signed the Treaty of Ball in early 1795 [1], Kant's
Perpetual Peace; a Philosophical Sketch may have assumed a
different form and he may not have published it in Konigsberg in the
same year as that of the signing of the Treaty of Ball. Of course,
in the 18th century, Europe was the scene of countless
internal and external conflicts and Kant, as a philosopher concerned
with the political and military developments of the continent, could
not remain indifferent to the catastrophic consequences of war for
people and their rights and to the fate of humanity in the larger
historical context.
Perpetual
Peace
bursts with the great, revolutionary, and epoch making ideas of a
philosopher whose teaching have the potential of inspiring the
crusaders for peace and security for centuries to come. Kant's
choice of the year of publication (1795) is in itself an indication
of the work's political undertones. He opted to take advantage of
the social and political milieu created by the Treaty of Ball and to
voice his views- as a loyal citizen of Prussia and yet an advocate
of the ideals of the French revolution
- on the
idea of a perpetual peace founded on justice and international law.
It is quite
insignificant that Kant was rushed in his decision to publish the
work, since in political matters the picking of the appropriate
moment of the essence. The first edition of Perpetual Peace
was sold out in a matter of weeks. The second printing was
accompanied by two annexes: "About the Conflict between Ethics and
Politics Vis-à-vis Perpetual Peace", and "About the Harmony between
Politics and Ethics on the Idea of the Transcendental Public Right".
The German edition of Perpetual Peace was promptly rendered
into English and French and its contents were widely discussed
throughout the 19th century.
Kant had
previously set forth his views on war and peace and international
relations in such tracts as the "Idea for a Universal History with a
Cosmopolitan Purpose", "Conjectures on the Beginning of Human
History", and "Theory and Practice". In his Critique of Judgment,
Kant makes passing references to the notions of civil society and
cosmopolitan society as well as to war and peace. However, his ideas
about the latter subject go a long way back. Based on Werlinder's
account, the manuscripts, which came to light after Kant's death
point to the German philosopher's musings about the subject of
perpetual peace dating as far back as 1755-6. Thus, Kant started
thinking about war and peace some fourty years prior to the
publication of his treatise of Perpetual Peace
[2].
He continued to deal with the subject of perpetual peace in his
later treatises such as the Metaphysics of Morals and The
Contest of Faculties. None the less, on the one hand,
Perpetual Peace is his most comprehensive and fundamental
treatment of the notions of international law and world order and,
on the other hand, it is his most systematic work in the field of
political philosophy.
The first part of
the present paper begins by an examination of the primary conditions
for the realization of a perpetual peace, i.e. the republican
system, the federation of free states, and the right to
cosmopolitanism, as reflected in Kant's words. In this part, the
basis of the republican system, along with whether the federation of
free states is a thorough and clear plan or suffer, at least in some
parts, from ambiguities, will be examined.
In part two of
this paper, the possibility of the establishment of Kant's world
government is evaluated. In this part, the main question is as
follows: Is the world government in our age an objective and
realistic plan or is it an ideal universal state, - a desirable
global order – for mankind in the future?
The main argument
of part three will be an assessment of Kant's idea of a
"Cosmopolitan Society" and its link to a proliferation of
universalistic tendencies in today's world. The main purpose in this
part is firstly to assess Kant's "Cosmopolitan Society"; secondly,
to compare his idea with the contemporary concept of "Global Civil
Society", in particular John Rawls' notion of "Realistic Utopia",
and finally to examine if there are similarities between these two
conceptions.
The Primary
Conditions for Perpetual Peace
In Kant's view,
perpetual peace will come about after the fulfillment of three
primary conditions: (1) a republican form of government as the civil
constitution of every country; (2) the rights of people being based
on a federation of free states; and (3) the right to cosmopolitanism
being limited to the conditions of global hospitality.
The first
condition for the realization of perpetual peace is a republican
form of government. The establishment of a republican system founded
on the constitution of a state is an indication of the fact that the
citizens of that state, based on their natural and a
priori rights and according to their popular will, enter into a
social contract, of which the establishment of a civil society is an
actual manifestation. The establishment of a republican system is
the crystallization of the will of the populace, every one of whose
members is considered as its citizen. Every republican system is
based on three fundamental principles: freedom for all members of
the society as human beings, each individual's belonging to a
single public code of law as a subject, and equality before
law as a citizen. Thus, individuals under a republican system
are in possession of three different and independent identities:
being human and free, being a subject of the state and under a legal
system, and being a citizen and equal before the law. Therefore,
within a republican system, people as human beings, enjoy freedom;
at the same time that they are subjects of the state and follow its
rules, have the right to citizenship and are equal before the law.
Perpetual peace
will only be realized within the framework of a republican system
based on a representative democracy with three independent branches
of government. It goes without saying that the establishment of a
republican system, with its concomitant conditions and principles,
is impossible until people come to possess a certain degree of
knowledge and social and political maturity. The mere departure from
the natural state, where all are constantly at one another's throat
and entrance into a civil environment is by itself no guarantee for
the realization of a republican system. The establishment of a civil
society is contingent upon rationality, justice, intellectual and
moral maturity, and the rule of law.
Kant's Republic
is biased upon a constitution, which is formed by individuals
through a democratic representation. Thus, every individual involve
herself/himself as a citizen in the process of political decision
making [3]. In so doing, republican system at the time of peace or
war belongs to the people and they accept the consequences of their
political decisions.
The first
prerequisite for the realization of perpetual peace is the
establishment of republican system throughout the world. However, it
must be borne in mind that such a system of government is the fruit
of immense effort and countless sacrifices. A republican
system, like unto a child,
enters the world at an instant, however, it takes years of care and
education before it reaches a states of maturity [4].
The second
condition for the actualization of perpetual peace is the
establishment of a "Federation of Free States". Similar to the case
of individuals who prior to the establishment of the civil society,
live in a natural state, governments - as independent entities -
prior to the formation of a Federation of Free States exist in a
natural state. A group of people who come together within the
framework of a nation-state may be deemed as individuals who exist
in a natural state. Just as individuals, who can be the ultimate
arbiters of their decisions and conduct, governments, in a natural
environment, can decide about their mode of interaction with other
governments. Likewise, similar to individuals whose dealing within a
natural state eventually lead to war and conflict, governments in a
natural state end up in state of confrontation. Thus, governments in
a natural state - a state which may as well be dubbed as the law of
the jungle - upon feeling compelled, will enter into hostility with
other states. The sole outcome of such a state of affairs will be
nothing but increasing destruction and bloodshed, just as its
counterpoint among individuals, whose relations will debilitate into
criminality and insecurity.
Governments in a
natural state view themselves as being in a constant state of war
with other countries. However, their relationships are much more
complex that those of individuals who live under a natural state.
Therefore, individuals and governments existing under a natural
state have similarities and divergences. Governments, before their
accession to the Federation of Free States, deal with three types of
relationships with each other: (1) the mutual relationship between
two states; (2) the relationship between their members; and (3) the
relationship between the people
of one state with the government of another. Emergence from a
warlike state of affairs has to occur within a framework of
adherence to international law as a safeguard for the rights of
states in their dealings with one another.
What is unique in
Kant's system is the combination of law and public at all levels.
This is what Patrick Riley has explained in his Kant's Political
Philosophy as "the mutual need of republican constitutionalism
and international federalism for each other, and the dependence of
constitutionalism itself on peace through international lawfulness"
[5].
Now, based on
Kant's political thought, one may ask: why should countries join the
federation of free states? Although Kant in his perpetual peace
describes states as 'moral persons' which have, like ordinary
persons, obligations towards each others, nonetheless, he
realistically builds his doctrine on motives of self – interest.
Admittedly, for Kant, this is a matter of preference; for according
to his moral philosophy, each state (like each person) should treat
another in such a way that it would like that state treats it. Kant
formulated this Golden Rule as the Categorical Imperative [6].
Therefore, Roger J. Sullivan is right while referring to Kant's
preference, writes: "He believed that the same self-interest that
could drive individuals from the state of nature to a juridical
society will drive nations toward an international federation, a
league of nations in the form of a worldwide republic of sovereign
powers"[7].
In his
Metaphysics of Morals, Kant enumerates the factors affecting
international rights. First, in the field of foreign relations,
governments behave as "lawless savages with no regards for justice
and rights" [8]. Second, this state of affairs even if free of
actual warfare is, nonetheless, to the advantage of powerful states
and thus is inherently unjust, for no government is eager to
outperform others in terms of seizing the moral high ground.
Therefore, states have to emerge from the natural state. Third, the
establishment of a Federation of Free States is a necessary measure
so that, within an environment of non-interference, governments
would be able to provide mutual security against foreign invasion.
Fourth, the Federation of Free States must have no leader. It should
be drawn up along the lines of a union, where countries would be
free to join as members or withdraw when they see fit [9].
Countries join
the Federation of Free States in order to leave behind their
erstwhile natural state of lawlessness and aggression, and to attain
to security and stability. Kant defines two primary responsibilities
for the federation, if it is to succeed in its task of providing
security for its member states. The first has to do with
non-interference in the internal affairs of member stats and the
second is the upholding of a unified front against extraterritorial
aggression. It is quite evident that the fulfillment of the latter
duty is only attainable through an acceptance of the former within
the field of international relations. In other words, until
governments subscribe to the notion of non-interference in one
another's internal affairs, the idea of a mutual defensive pact is a
non-issue, regardless of the aggressor being a member of the
federation or an outsider. At the heart of Kant's idea of a world
federation lies the universally accepted principle that the invasion
of a member state of an international union is tantamount to the
invasion of all its members.
Of course, Kant
is silent about the possibility of the breach of the principle of
non-interference by one member of the federation against another.
Neither does he clarify whether invasion against the federation
members is limited to those from the outside, or whether it may
happen through a transgression of the non-interference principle by
a member state which chooses to enter into war against its fellow
federation member. It is not clear what should be the reaction of
other members toward the aggressor? Should they merely suffice by
repelling the belligerent? Or should they enter into action against
it? Should they opt for the latter option, what are the mechanisms
and executive instruments? And if they choose to remain idle in the
face of such aggression what are the guarantees that such violations
would not occur again, something which would eventually undermine
the federation and lead to a crisis of legitimacy. Kant offers no
clarifications to such possibilities in his political philosophy and
remains silent about the possibility of an unstable federation,
which is to be the upholder of perpetual peace.
A world
federation differs from a "peace agreement". A peace agreement may
serve as a means of cessation of hostilities, but it will not change
the conditions, which may be used as a pretext for starting a new
war. Kant calls on all people and governments to embrace the notion
of rights and ethical responsibility as a means of eliminating war
and conflict. Reason, as the ultimate source of ethical legislation,
on the one hand, levels an absolute condemnation against war and, on
the other hand, establishes peace as a pressing obligation. To
establish peace, there has to be a common agreement among nations,
which Kant referred as a Pacific Federation. A peace agreement may
eventuate in war, while a Pacific Federation will seek to end all
wars and bring about the transcendental good. In Kant's view, this
federation, which assumes an air of justice and morality, aspires
not to power like a typical government, but solely intends to
maintain the freedom of all countries, including those of the member
states [10]. Just as in a law
based civil society in which individual freedoms come into harmony,
in the world federation governments abandon the idea of infringing
upon one another's sphere of freedom and contribute to an atmosphere
of peaceful coexistence.
In Kant's
Critique of Judgment the notion of a world federation is
reflected in the idea of "cosmopolitan whole". Based on Kant's views
in that work, nature reaches its ultimate goal only when mutual
relations are brought into the framework of a civil society in a way
that human freedoms are not in a position of conflict. Under such
circumstances, natural abilities will attain to their highest
potentials. The requisite for the creation of such conditions is the
establishment of a cosmopolis as a safeguard against countries
posing threats to each other. Should the ambition and lust for
wealth and position prompt government leaders to throw obstacles in
the way of establishment of such a cosmopolis, war and destruction
will inevitably dominate the course of events [11].
In his A
Theory of Justice, Rawls, taking inspiration from Kant's views
about governments in the natural state, expands his theory of the
"Original Position" of individuals to that of the "representatives
of various nations". Based on Rawls' view these representatives must
formulate the fundamental principles, which are to serve as the
basis for the resolution of disputes among governments. Just as
Rawls placed free and rational individuals in the primal state in a
position of having no access to presuppositions so that they could
come up with fundamental principles for the establishment of a just
political system, he goes on to place these representatives in the
same hypothetical situation [12]. He Notes:
"I assume that these representatives
are deprived of various kinds of information. While they know that
they represent different nations each living under the normal
circumstances of their own society, its power and strength in
comparison with other nations, nor do they know their place in their
own society. Once again the
contracting parties in this case representatives of states, are
allowed only enough knowledge to make a rational choice to protect
their interests but not so much that the more fortunate among them
can take advantage of their special situation" [13].
Rawls considers
this original position among nations to be a fair one, and one that
neutralizes the effects of accidental events and any tendencies
toward a historical fate - which has a unilateral aspect. Rawls
considers the foundations of establishment of justice among nations
to be the principles that are adopted in the original position.
These principles partake of a political nature, since they govern
the general policies among nations [14].
In Kant's
political philosophy, the idea of federation - which develops in
steps so as to embrace all nations and to lead them toward a
perpetual peace - is one that is capable of external actualization.
To Kant, any powerful and enlightened nation that establishes a
republican system of government - a government with an inherent
tendency to peace - is one that contributes to the building of a
world federation. Upon closer scrutiny, it becomes clear that Kant's
search for peace begins at home before reaching beyond the borders
of one's homeland. To Wolfgang Kersting, the link between the
republican government and the Federation of Free States lies in the
ancient affinity between the notions of peace and justice. He holds
that Kant's idea of perpetual peace is founded upon the three
notions of right, justice, and peace:
"Kant's
concept of peace is a secularized version of the traditional
connection of pax and iustitia, peace and justice,
which characterizes classical as well as medieval political thought.
It asserts a connection between justice within the state and
peacefulness between states, and organizes peace as a system for the
regulation of conflicts according to the standard of requirements of
justice that are acknowledged on all sides" [15].
Peace and
security will remain a distant dream unless there come into
existence a republic that would be the result of a confluence
between rationality, rule of law, and high moral values; a
confluence that would be the manifestation of the maturity and
greatness of a nation. There first has to be a transformation in the
natural state of individuals (nations) to a civil government before
the natural state of governments can be transformed into a civil
status, which will culminate in the establishment of the world
federation.
In his "Idea for
a Universal History with a Cosmopolitan Purpose", Kant
examines the issue of governments' departure from the natural state
and adherence to a universal mechanism from a different perspective
and considers it as a necessity. Just as man's proclivity for a
societal framework, in spite of his unsociability and even
averseness to society, pushed him to put behind him the natural
state with all its violence, insecurity and uncertainty and to
embrace the civil society, the fear of war, insecurity and
destruction prompts governments to come into terms with the
necessity of the establishment of a world federation and to obey the
rules laid down by it. To Kant the founding of a world federation is
the inevitable step toward the achievement of perpetual peace,
though he points out that the project is multi-staged and is to be
carried out over time [16].
World
Government
Kant considers
the establishment of a unified
world government to be a perilous project, incongruous with existing
realities. The vast reach of such government would call for
stringent order so that the affairs would be managed smoothly and
efficiently. Thus, such a government has the potential of easily
degenerating into the most "fearful despotism"[17]. On the other
hand, the vast dominion of such a government would render actual
enforcement impracticable. Therefore, attempts at safeguarding the
security of individuals, groups and various associations would push
the government toward a war-like state [18].
Of course, in his Perpetual Peace Kant stops short of
considering the realization of a unified world government as an
impossible undertaking. He even goes as far as terming the "world
republic" as a "positive idea". Elaborating his idea, Kant notes
that based on the current notions of international right the
"positive idea of a world republic is unrealizable" since it is not
desired by nations[19]. Thus, when humanity reaches to such level of
enlightenment, rationality, thoughtfulness and maturity as to become
capable of establishing a unified world government, Kant's "positive
idea" will have become a reality.
Not only in 18th
century, i.e. during the Age of Enlightenment while Kant raised the
idea of world government, but also in the first decade of 21st
century, in our age, international relations give no positive sign
of embracing a world government. Analyzing of Kant's argument on
world government, Hans Reiss tries to formulate the main fundamental
problems of Kant's doctrine. In Reiss' view:
"Kant himself
argued that the central power of a world state would find it more
and more difficult to exercise control and protect its citizens the
further away its territories were from the centre. The remoter
territories would seek to become involved in war with their
neighbours. Thus, a world state would not lead to perpetual peace at
all but to further strife. Moreover, the very attempt to set up a
world state would be unlawful, because it would interfere with the
constitutional arrangements of existing states. No one has right to
surrender its own sovereignty and abandon its constitution" [20].
In addition to
Reiss' remarks on the obstacles of achieving world government, which
are related to the matters of security and the construction of
states, there are other barriers in this direction. In contemporary
world, despite of realistic phenomena such as global issues,
international organizations, and globalization, people in different
part of the world live with different cultures, traditions,
religions, etc. , and would like to keep their national, regional
and continental identities alive. Therefore, Kant's world government
remains as an ideal for peoples in nation – states around the glob.
Kant was well
aware on these complex barriers towards a world government in his
time. What he describes in the "conclusion" of The metaphysics of
Morals is fundamental for understanding the main purpose of
theorizing the world government. Kant writes:
"moral-practical reason within us pronounces the following
irresistible veto: there shall be no war. […..] thus, it is
no longer a question of whether we are not perhaps mistaken in our
theoretical judgment if we assume that it is. On the contrary, we
must simply act as if it could really come about [……] even if the
fulfillment of this pacific intention were forever to remain a pious
hope […] for it is our duty to do so" [21].
In his The Law
of Peoples, with a view to the impossibility of the
establishment of unified world government within the framework of
the present conditions of the world and bearing in mind Kant's
politico-philosophical heritage, Rawls calls for the formation of a
"realistic utopia". He considers political injustice as the root
cause of evils that plague human societies, such as unfair war,
oppression, religious persecution, slavery and the like. On the
contrary, the implementation of fair and noble policies checks
political injustice. Such evils are evenly rooted out through the
establishment of just fundamental institutions. Rawls is hopeful
that free nations through their respect for the law of peoples would
contribute to the realization of this realistic utopia [22].
Rawls' realistic
utopia bears a close affinity to Kant's federation of states. The
realization of this utopia is an inevitable necessity for the
nations of the world, for otherwise the true meaning of human
existence on earth would become hollow. By underscoring Kant's
remark that "If justice perishes, then it is no longer worthwhile
for men to live upon the earth"[23], Rawls tries to drive the point
home that whenever it becomes impossible to establish a just society
encompassing all nations "whose members subordinate their powers to
reasonable aims" and whenever men in an amoral, self-centered and
irrevocable manner become pessimistic about the righteousness of
humankind, then "one might ask, with Kant, whether it is worthwhile
for human beings to live on the earth?"[24].
In any event,
Kant and Rawls are of one voice regarding the impossibility of the
establishment of a unified world government under the current
circumstances and they both consider the realization of solidarity,
cooperation and peace among nations as only achievable within a
rational and equitable framework and based on a realistic and
pragmatic model.
Now that the
realization of an ideal unified world government is proven as
impossible, one should abandon its implementation - while keeping it
in view as an idea - for the adoption of a "negative substitute",
i.e. the establishment of a world federation; one to which countries
can voluntarily accede or from which they can freely break away. In
other words, membership in this international institution is not
mandatory. In his writings, Kant refers to such a federation as a
"union of several states", which is tasked with the maintenance of
peace, or as a "permanent congress of states", in which all
neighboring countries can freely participate [25]. To show his
flexibility and openness in the designing of a real mechanism for
the preservation of peace, Kant goes as far as underlining the
necessity for the establishment of a "universal union of states".
Thus, he recognizes the diversity of international civil
institutions each of which can embrace a particular set of nations.
For instance, he refers to the State General at The Hague, set up in
the first half of 18th century, which was a tribunal for
adjudicating cases of transgression committed by one European
country against another. The member states tended to view Europe as
a unified federal government and the States General as the arbiter
of their differences [26]. In his Metaphysics of Morals, Kant
considers the world federation as a "permanent congress of
governments" and as the only vehicle for the realization of the
"idea of general international right" which empowers nations to
settle their differences within a civil framework, instead of
resorting to barbarous methods and military conflict [27].
From
Cosmopolitan Society to Global Civil Society
Subsequent to the establishment of the "republican system" and the
"federation of free states", the third condition for achieving
perpetual peace is providing citizens with "cosmopolitan right".
Human relations on earth are founded on right. People can mingle and
transact and consolidate such interactions without being treated as
enemies. The right-based unity and solidarity among men can lead to
the creation of specific laws, which can frame individuals'
relations and transactions. Such a right is dubbed by Kant as
"cosmopolitan right".
In the days of
Kant, advancements in navigation technology brought closer together
countries which had hitherto been separated by vast oceans. This
gave rise to a booming international trade, which, nonetheless, led
to occasional conflicts arising from certain countries' attempts to
annex foreign territories. However, such acts of abuse did not pose
an obstacle in the way of people entering other societies and
interacting with their fellow humans. Of course, even if they were
herdsmen or hunters, they could not resort to force as a means of
establishing themselves in a particular land. By giving prominence
to the notion of compact as the legitimizing instrument for
utilization of others' lands, Kant undercuts the idea of
exploitation and colonization of less civilized people and their
deception into giving up their
rights to their motherlands. He enumerates the pretexts used by
colonizers in their attempt at dominating the world, e.g. to bestow
culture on uncivilized nations, or to refine the personalities of
the deprived with a view to reforming their children and notes that
neither of such humanitarian motives is sufficient to "wash away the
stain of injustice from the means which are used to implement
them"[28].
In Perpetual
Peace, Kant speaks of "universal hospitality" within the
framework of cosmopolitan right. It should be borne in mind that
here he is not concerned with a type of humanitarianism but is
worried about right. To him, hospitality has a pejorative
connotation, since it normally implies "the right of a stranger not
to be treated with hostility when he arrives on someone else's
territory […], if this can be done without causing his death, but he
must not be treated with hostility"[29]. An alien cannot expect to
be given the treatment of a guest, but he may expect the "right to a
shelter", i.e. the right to enter and dwell in another land. Thus,
the people of one continent can visit other continents and establish
peaceful mutual relations that can eventually he framed within
universal laws.
In his
Metaphysics of Morals, Kant elaborates citizens' relations with
their fellow countrymen as well as with other countries based on
right, the right of people to migrate and the right of governments
to exile. First, every citizen has the right to migrate and no
government can take away this right, since citizens are not the
properties of governments. The citizen can also carry with him his
movable property. Second, governments have the right to encourage
immigration and establish foreigners as immigrants in their
countries, even if the natives look on the new arrivals in a less
than honorable light. Third, should a citizen commit a crime in a
manner that other citizens would become his accomplices against the
government, the government has the right to exile him to a foreign
land. Kant does not consider such an individual - who along with
others is guilty of collective resistance against
the government - as being
entitled to the right of citizenship. Fourth, the head of government
has the right to expel this criminal individual from the country and
to relinquish the responsibility of providing him with security
[30].
Such a process
will bring the people of this planet closer and will culminate into
a cosmopolitan institution. Nations emergence into a global society
must go through several stages. However, in Kant's political
philosophy:
"The idea of a cosmopolitan right is
therefore not fantastic and overstrained; it is a necessary
complement to the unwritten code of political and international
right, transforming it into a universal right of humanity. Only
under this condition can we flatter ourselves that we are
continually advancing towards a perpetual peace"[31].
Kant is of the
contention that after many revolutions and their consequences,
finally, cosmopolitan life, as the ultimate destiny of nature, will
meet with universal consent. The cosmopolis is the country and the
dwelling place where the innate potentials of humanity come to
fruition [32].
In The Contest
of Faculties, Kant sets forth his final thoughts on the
cosmopolitan society with a view to the future of humanity. In
response to the question that seeks to determine the benefits that
come to man as a result of his progress, Kant chooses to underscore
man's ethical conduct. He envisions a world in which those who hold
the reins of power exhibit less violence and where obedience to law
becomes more prevalent. In such a world, cooperation spreads,
conflicts subside, and trust and loyalty assume a prominent place.
Love of dignity and virtue, on the one hand, and self-awareness
regarding advantage and benefit, on the other, contribute to the
expansion of individual relations until they culminate in a
"cosmopolitan society". To Kant, the development of human relations
and expansion of man's abilities are not tantamount to a rise in the
ethical capacities of individual human beings, since that would call
for a new type of creation or be effected through a supernatural
influence. We ought not have high expectations from men, otherwise
we will be faced with politicians who would view human progress as a
whimsical dream [33].
In her
Lectures on Kant's Political Philosophy, Hannah Arendt in the
course of elaborating the notion of "citizen of the world", which
she thinks is an idealist concept, defines citizenship as having
responsibilities, obligations, and rights. Arendt considers these
notions to be only meaningful when confined to a particular
geographical area. She does not subscribe to Kant's notion of a
cosmopolitan citizen and views it as a "spectator of the world"[34].
It is unclear why in her view one can be a citizen when placed
within a particular geographical context, and bereft of citizenship
when seen against the backdrop of the entire planet? Arendt holds
that "Kant knew quite well that a world government would be the
worst tyranny imaginable"[35]. Arendt's mistake is in blurring the
distinction between the two Kantian notions of "cosmopolitan
citizenship" and that of "unified world government", which prompts
her to consider the legitimacy of the former to hinge on the
establishment of the latter. In fact, Kant bases his idea of
cosmopolitanism on the "federation of free states", which is a
separate concept from that of a unified world government.
As regards
meeting the three necessary conditions for the realization of
perpetual peace, i.e. the republican system, the world federation,
and the cosmopolitan society, Kant
offers a single method: a
steady, gradual movement in several stages. Precipitate action,
revolutionary moves, and stepping up the pace of developments would
inevitably give rise to disruption and chaos. The pace of movement
toward perpetual peace has to be commensurate with the extent of a
people's or government's proclivity to culture, respect for law, and
rationality, otherwise it will be doomed to failure.
The idea of
"cosmopolitan right" or that of the establishment of a cosmopolitan
society could not be seen as anything more than a utopian dream by
the people of the 18th century. But for us at the
threshold of the 21st century, with the great revolutions
in communications and technology and the collapse of many barriers
leading to an ever shrinking world, to the point of creating a
global village, the idea of a cosmopolis is not as farfetched when
viewed within the context of a "world civil society".
Trans-industrial developments, vast information highways, and
variegated, complex and intertwined communication networks between
nations and governments throughout the world have given the mankind
a new identity. In addition to being citizens of their own countries
and having their religious, national, and regional identities,
people all over the globe have come to view themselves as members of
a world civil society. Membership in a cosmopolis has brought about
a new identity for the people of our age, one that is accompanied by
new responsibilities distinct from those of the citizen of a country
or even a particular region of the world.
Through the
adoption and implementation of which principles and criteria does a
"citizen of the world" acquire the identity accorded by
cosmopolitanism? A number of political philosophers have set forth
views with regard to these principles. In his new book, The Law
of Peoples, John Rawls examines several of these ideas and comes
up with the following eight principles, which he terms the
"principles of justice among free and democratic peoples:
"1. Peoples are
free and independent, and their freedom and independence are to be
respected by other peoples.
2. Peoples are to
observe treaties and undertakings.
3. Peoples are
equal and are parties to the agreements that bind them.
4. Peoples are to
observe a duty of non-intervention.
5. Peoples have
the right of self-defense but no right to instigate war for reasons
other than self-defense.
6. Peoples are to
honor human rights.
7. Peoples are to
observe certain specified restrictions in the conduct of war.
8. Peoples have a
duty to assist other peoples living under unfavorable conditions
that prevent their having a just or decent political and social
regime"[36].
These principles,
which encompass the most fundamental human obligations, can readily
serve as a compact that would facilitate coexistence and dynamic and
constructive cooperation among the citizens of the world.
These principles, in addition to
being informed by humanitarianism and rationality, are characterized
by objectivity, comprehensiveness, and universality: freedom,
equality, independence, adherence to treaties, non-interference in
others' internal affairs, the right to self-defense, respect
for human rights, consideration of rights, law and ethics in the
conduct of war and finally
empathy for and assistance to other fellow human beings deprived of
equitable political and social systems. All of the above principles
- excluding the fourth and the second part of the fifth, which imply
negative notions - are positive in their content. Needless to say,
the implementation of these eight-fold principles, as Cosmopolis
teachings, would be possible when nations, as citizens, will have
achieved freedom and democracy. According to Kant's political
philosophy, it is only after going through this stage that men are
presented with the opportunity of attaining the status of "citizen
of the world".
The citizen of the world, or in Kant's terminology, the member of
the cosmopolitan society, believes that more than any other time in
human history he belongs to a global family and that his fate is
irrevocably tied to those of other denizens of the planet. As if
billions of people living in today's world are all passengers in a
ship, with a common fate, playing the tumultuous waves of a vast
ocean.
Conclusion
Kant's three
conditions of achieving perpetual peace i.e. the republican system,
the federation of free states, and the cosmopolitan society are
ultimately based upon a democratic foundation. Individuals form a
republic through a democratic process on the basis of a
constitution. States make decision whether or not to join the
federation of free states. Individuals are free to hold membership
of the cosmopolitan society.
As it is evaluated, Kant's federation of free states is vulnerable,
because of some ambiguities in its structure and rules; although he
takes advantage of morality and motives of self-interest for its
justification. Since there are serious obstacles to establish a
unified word government, which partly emerges from pluralistic
nature of societies in the world, and partly comes from its complex
structure, the world government still is an ideal among the
unattainable desires of mankind.
The concept of
global civil society and Rawls' notion of "Realistic Utopia" in this
direction, remind us Kant's idea of "Cosmopolitan Society" in which,
individuals identify themselves as world citizens. Of course, this
characteristic is not in contradiction with individuals' national,
regional and continental identities on the one hand, and cultural,
social and political differences on the other.
References
[1]In
1790-1795 the government of Russia, Prussia, and Austria twice
divided the Polish territory among themselves. During the same
period, Katherine, the Queen of Russia, made several attempts at
sparking conflict between the latter two and France. But since the
leaders of Prussia and Austriawere suspicious of Katherine's
motives, France was spared their unified attack. In 1792 the
Prussian king Fredrick II fearing his rivals diverted his march
toward Paris and set out for Warsaw. After a breief encounter at
Valmy he gave up his design for France and at the head of a vast
army headed for Poland, while leaving a small contingent with the
alliance fighting the French. In the early 1795, when Fredrick
received the news that Austria and Russia were about to divide
Poland without counting him in, he rushed to mend fences with France
through signing the Treaty of Ball. See Albert Maley and Issac
Jules, History of the 18th Century: The French
Revolution and the Empire of Napoleon, PP.492-3.
[2]
Armstrong, A.C. (1931), 'Kant's Philosophy of Peace and War',
The Journal of Philosophy, vol. XXVIII, no. 80, April, P.197.
[3]
Williams, Howard (1983), Kant's Political Philosophy, New
York, St. Martin's press, P.16.
[4] Kant,
Immanuel (1991), Perpetual Peace,
trans. by H.B. Nisbet, in Kant; Political Writings, ed. by
H.S. Reiss, Cambridge, Cambridge University Press, PP.99-102.
[5] Riley
Patrick (1983), Kant's Political Philosophy, New Jersey,
Rowman & Littefield, P.134.
[6]
"Categorical Imperative" as a key concept of Kant's moral
philosophy is explained in two main sources of Kant: Critique of
Practical Reason, and Groungwork of the Metaphysics of
Morals.
[7] Sullivan,
J.Roger (1997), An Introduction to Kant's Ethics, Cambridge,
Cambridge University Press, P.21.
[8] Kant,
Immanuel, The Metaphysics of Morals, Reiss, P. 165.
[11] Kant,
Immanuel (1986), Critique of Judgment, trans. by James Creed
Meredith, Oxford, Oxford University press, P.96.
[12] Mahmoudi,
Seyed Ali (1997), "An Evaluation of Aspects of Freedom in John
Rawls' A Theory of Justice, in Justice and Freedom;
Discourses on the philosophy of Politics, Tehran, Andish-e
Mo'aser, [Persian text], pp. 105-136.
[13] Rawls,
John (1986), A Theory of Justice, Oxford, Oxford University
press, P.378.
[14]Ibid.
[15] Kerstin,
Wolfgang (1992), 'Politics, Freedom, and Order: Kant's Political
Philosophy', The Cambridge Companion to Kant, ed. by Paul
Guyer, Cambridge, Cambridge University press, P.363.
[16]Kant,
Immanuel, 'Idea for a Universal History with a Cosmopolitan Purpose'
Reiss, P.46.
[17] Kant,
Immanuel, 'Theory and Practice' Reiss, P.90.
[18] Kant,
Immanuel, The Metaphysics of Morals, Reiss, P.171.